CISI Securities

The objective of the examination is to ensure that candidates have a basic understanding of global market infrastructure, operation and practice.

The examination will test candidates’ knowledge and understanding of the following elements:

• The Industry
• Asset classes
• Primary markets
• Secondary markets
• Capital adjustments
• Clearing and settlement
• Accounting analysis
• Risk and reward

Download the syllabus

Assessment is a 2 hour examination of 100 multiple choice questions.

Candidates sitting the exam by Computer Based Testing may have, in addition, up to 10% additional questions as trial questions that will not be separately identified and do not contribute to the result. Candidates will be given proportionately more time to complete the test.

Download the sample exam

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