The objective of the examination is to ensure that candidates have an introduction to Operational Risk.
The examination will test candidates’ knowledge and understanding of the following elements:

• Risk Basics
• Other Major Risks
• The Nature of Operational Risk
• The Causes and Impacts of Operational Risk
• Operational Risks Arising in the Trade Cycle
• The Support and Control Functions
• Operational Risk in the Regulatory Environment

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A 1 hour examination of 50 multiple choice questions.

Candidates sitting the examination by Computer Based Testing may have, in addition, up to 10% additional questions as trial questions that will not be separately identified and do not contribute to the result. Candidates will be given proportionately more time to complete the test.

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